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InvestmentNews
3 小时
For two-thirds of Americans, Medicare's solvency woes spark retirement fears
Nationwide Retirement Institute survey casts fresh light on how health care costs impact people's financial journeys.
InvestmentNews
4 小时
Fintech startup Yayati adds industry cred with AssetMark alum Jerry Chafkin
The wealth tech firm expects its latest C-suite addition to lead its charge to boost adoption of option-based strategies in ...
InvestmentNews
5 小时
AmeriFlex cuts out matchmakers with new advisor transition marketplace
The hybrid RIA's new platform takes a page from the Uber model, with 200 qualified buyers to start off its national rollout.
InvestmentNews
6 小时
SEC penalizes Brighton Securities over fee disclosures, conflicts
Broker-dealers and RIAs are right now in a position where they must over disclose," says one industry executive.
InvestmentNews
6 小时
Cetera's employee RIA hits $2.6B milestone with Parrott Wealth Management
The Retirement Planning Group's fourth deal for 2024 adds nearly $200M in AUM with veteran-led practice in Austin, Texas.
InvestmentNews
7 小时
Vanguard settles lawsuit over TDF capital gains tax mess
Company reaches agreement with shareholders who said they were burned by 2020 decision to lower investment minimums for institutional shares.
InvestmentNews
8 小时
BNY plots course for crypto ETF custody business
A decision around how it treats crypto assets on its balance sheet could unlock a lucrative fee stream for the Wall Street ...
InvestmentNews
8 小时
AI chatbot gets green light to give buy, sell investment advice
The move marks a milestone for generative AI even as SEC Commissioner Gary Gensler warns of a future crisis in the making ...
InvestmentNews
9 小时
LPL plants new stake in New York with $400M Wedbush team
LPL's move in New York bolsters its streak of additions so far in September, including a $650 million group that left ...
InvestmentNews
10 小时
Summit Financial adds $470 AUM with double deal
The wealth giant is extending its presence in Oklahoma and Pennsylvania with minority stakes in two independent firms.
InvestmentNews
10 小时
Nasdaq hit with “dawn raid” by regulators
European Union antitrust regulators have launched investigations into Deutsche Börse AG and Nasdaq Inc. over potential ...
InvestmentNews
10 小时
SEC hits nearly a dozen firms with $88M in penalties in latest recordkeeping sweep
One firm avoided penalties as it proactively self-reported and took compliance action, according to the regulator.
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